Rogue Traders to Regulatory Compliance: The Jou

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In response to heightened regulatory expectations for trade surveillance, financial institu

Over the past decade, financial markets have witnessed significant failures and substantial losses due to various factors, including rogue traders. These incidents have prompted the introduction of increasingly stringent regulations such as Reg BI, MAR, MiFID II, Dodd-Frank, and Codes of Conduct. Regulatory bodies like CFTC, SEC, FINRA, and ESMA, along with national authorities worldwide, have issued guidelines to detect trading practices that undermine public trust in the markets.

The growing pressure on financial institutions to adhere to these regulations is the primary driver behind the demand for robust and precise trade monitoring systems. These systems offer capabilities for pre-trade, post-trade, and market surveillance, identifying practices of market abuse and trade violations.

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This study aims to address the following key questions:

·       What is the growth rate of the trade surveillance and monitoring solutions market?

·       What are the main factors driving or inhibiting growth in the global trade surveillance and monitoring solutions market?

·       Which industries present the greatest growth opportunities in the forecast period?

·       Which global regions offer the most growth potential in the trade surveillance and monitoring solutions market?

·       Which customer segments demonstrate the highest adoption rates of trade surveillance and monitoring solutions?

·       Which deployment options for trade surveillance and monitoring solutions are expected to experience rapid growth over the next five years?

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Strategic Market direction:

In response to heightened regulatory expectations for trade surveillance, financial institutions are intensifying their efforts to prevent policy breaches and illicit trading activities. Recent trends show a global shift towards compliance with a broader spectrum of regulations, encompassing cross-asset class and cross-market trade surveillance measures to detect market abuse, behavioral anomalies, and non-compliant behaviors. Trade surveillance and monitoring solutions play a pivotal role in curbing market manipulation and abuse, safeguarding firms from reputational harm.

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